88 Wood Street, London, EC2V 7RS, United Kingdom    Phone: +44 (0) 845 658 0008    Email: info@lysisfinancial.com
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LYSIS FINANCIAL

LYSIS FINANCIAL

Operations strategy

Operations strategy

Operations review

Operations review

Regulatory remediation

Regulatory remediation

Compliance

Compliance

Operational risk

Operational risk

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LYSIS OPERATIONS

LYSIS OPERATIONS

Client on-boarding

Client on-boarding

On-site and near-shore KYC remediation

On-site and near-shore KYC remediation

Client classification

Client classification

Operations processing

Operations processing

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LYSIS ACADEMY

LYSIS ACADEMY

KYC Training

KYC Training

AML Training

AML Training

Education and Accreditation

Education and Accreditation

Delivering innovative business change management consultancy to the financial services market through expert governance, risk and compliance services

Lysis Financial provides services across Governance, Risk and Compliance, including Section 166 remediation, enterprise-wide risk management frameworks, design of client on-boarding and anti-money laundering target operating models and compliance policies and procedures to global financial institutions and other financial services companies, regulated institutions and industries.

Governance Risk and Compliance advisory

We can:

  • review a firm’s governance risk and compliance provisions,
  • enhance frameworks and policies,
  • design process improvements
  • structure and run a change programme to effectively embed those improvements.

A lot of this work is driven by visits from the FCA and other regulators or by firms seeking new regulatory provisions. Typical projects include:

  • regulatory permissions applications,
  • regulatory rules mapping,
  • Governance Policy and Delegation frameworks,
  • Senior Mangers Regime,
  • risk and compliance framework implementation,
  • Section 166 remediation,
  • ICAAP,
  • Policy & Procedure writing
  • the change programmes required to embed these changes.

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AML/KYC/COB strategy and framework

Across the Lysis team we have in excess of two hundred man-years experience of shaping, designing and implementing Client On-Boarding (COB), Know Your Customer (KYC) and Anti-Money Laundering (AML) Transaction Monitoring frameworks and target operating models for global financial institutions.

Our experience includes:


READ OUR NEWS ARTICLE – BANKS IN JOINT MOVE TO SCREEN CUSTOMERS >>

LYSIS_OPERATIONS_LOGO_CROP_SMLAML & CLM Processing by Professionals


AML, Governance, Risk
& Compliance Training

LYSIS FINANCIAL IS DELIGHTED TO ANNOUNCE THE FORMATION OF LYSIS SOLUTIONS GMBH AND THE OPENING OF ITS FRANKFURT OFFICE

Lysis Financial freut sich, die Gründung der Lysis Solutions GmbH und die Eröffnung ihres Frankfurter Büros bekannt zu geben.

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FAILED ANTI-MONEY LAUNDERING PROCESS: RUSSIAN BANK GAZPROMBANK SWITZERLAND SANCTIONED OVER AML FAILINGS

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EU SIXTH ANTI-MONEY LAUNDERING DIRECTIVE

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LYSIS ANNOUNCE THEIR CONTRIBUTION TO DISTRIBUTED LEDGER TECHNOLOGY (DLT) REPORT

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REQUEST THE REPORT >>

LYSIS ANNOUNCES WHITE PAPER ON OPERATIONAL & TECHNOLOGICAL STRATEGIES TO STREAMLINE CLM AND KYC PROCESSES AND GENERATE EFFICIENCIES

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