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The FCA Maintains Its Focus On Culture

The FCA maintains its focus on culture

It is now six months since the implementation of the Senior Managers’ and Certification Regime (SMCR). The Financial Conduct Authority (FCA) is to mark this by providing feedback on implementation so far and proposing measures to further strengthen the regime.…

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AML failings at banks big and small

2 May 2016 In the past month UK, US, French and Danish financial regulators have all announced penalties against a range of financial institutions for failures in their anti-money laundering (AML) regimes. Why is it that 15 years after governments…

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Senior Managers’ & Certification Regime

Senior Managers’ & Certification ReGime Governance, Process and Control Mapping The UK’s new Senior Managers and Certification Regime has the potential to become a global blueprint for accountability. Smart banks are using it as a catalyst to change their culture…

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